LPL FINANCIAL Aktie

 

Legacy Wealth Management brings $1.2B in client assets and seven advisors, fueling Modern Wealth's national expansionMONTEREY, Calif.--(BUSINESS WIRE)--Modern Wealth Management (“Modern Wealth”), a registered investment advisory (RIA) firm founded to meet the evolving needs of today's financial professionals and its clients, today announced an asset purchase agreement of Legacy Wealth Management (“Legacy”), a South Florida-based advisory firm managing approximately $1.2 billion in client assets. As part of this transaction, Legacy has transitioned from its broker-dealer affiliation with LPL Financial and is now a part of Modern Wealth's independent RIA. Led by Tony DuBose and Joel Palatnik, who join Modern Wealth as managing directors, Legacy marks the firm's first office in Florida and its 20th acquisition since Modern Wealth's launch in April 2023. The eight-person team, including seven financial advisors, will leverage Modern Wealth's fully integrated platform to deliver comprehensive ser...

SAN DIEGO, April 02, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Trey Pope, CRPC®, ABFP®, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Pope reported serving approximately $160 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones....

SAN DIEGO, March 31, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Tasha Coleman, CFP®, founder of Five Star Wealth Planning, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They report serving approximately $185 million in advisory, brokerage and retirement plan assets* and join LPL from Osaic....

SAN DIEGO, March 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC  announced today that financial advisors Kelly Lawrence and Vin Sbano have joined Linsco by LPL Financial to launch Gibson Financial Group of LPL Financial. The team reported serving approximately $180 million in advisory, brokerage and retirement plan assets* and joins LPL from B. Riley Wealth Management....

SAN DIEGO, March 19, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today released its monthly activity report for February 2026....

Husband-wife advisor team focused on serving couples and women transitions from LPL FinancialSCOTTSDALE, Ariz.--(BUSINESS WIRE)--#EmpoweringWealth--Osaic, Inc. (“Osaic”), one of the nation's largest providers of wealth management strategies, today announced The Finance Couple has joined from the firm LPL Financial, bringing $204 million in client assets. The Greenville, South Carolina–based advisory firm founded by husband-and-wife team Tim Curran, JD, CFP, and Wynne Curran, has joined Osaic through its office of supervisory jurisdiction (OSJ) Innovative Financial Group (“IFG”). The Finance Couple is a boutique financial planning and asset management firm specializing in financial planning and asset management for couples and women approaching or in retirement. Owned and led by a husband-wife advisory team, the firm provides tailored financial guidance that speaks to both members in a relationship. “Our independence is what allows us to provide our clients transparent, research-based advice t...

SAN DIEGO, March 17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that advisors Stephen Horvath, CHFC®, CLU®, CEP®, AIF®, Brady Doe, AIF® and David Hermann have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform to form Consilium Wealth. The team reported serving over $250 million in advisory, brokerage and retirement plan assets.* Horvath and Doe join LPL from Cambridge Investment and Hermann joins from First Heartland Capital....

Cohen, Marc Eliot - Vorstand - Tag der Transaktion: 2026-03-09...

Cohen, Marc Eliot - Vorstand - Tag der Transaktion: 2026-03-10...

SAN DIEGO, March 12, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Frank Boley, CFA®, CFP®, CIMA® and Susie Garber-Johnson, CWS® have launched a new independent practice, Legacy Ridge Private Wealth, through affiliation with LPL Financial's supported independence model, LPL Strategic Wealth. They reported serving approximately $600 million in advisory, brokerage and retirement plan assets* and join LPL from D.A. Davidson....

Jambusaria, Aneri - Vorstand - Tag der Transaktion: 2026-03-02...

LPL has promoted Kirby Horan-Adams & Joe Lanser to managing director roles, reflecting their expanded leadership & longstanding contributions to the firm....

SAN DIEGO, March 03, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Robert Woodend, CRPC®, has joined LPL Financial's broker-dealer and will be leveraging the Private Advisor Group (PAG) Registered Investment Advisor (RIA) platform and infrastructure as part of his transition to Memphis Planning and Wealth, an established LPL and PAG aligned practice. Woodend reports serving approximately $150 million in advisory, brokerage and retirement plan assets* and joins LPL from Ameriprise....

Enyedi, Matthew - Vorstand - Tag der Transaktion: 2026-02-26...

Audette, Matthew J. - Vorstand - Tag der Transaktion: 2026-02-26...

SAN DIEGO, Feb. 26, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that veteran financial advisor Michael Dworetsky, has joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA), aligned with Lighthouse Private Wealth, an existing firm supporting LPL-affiliated advisors. He reports serving approximately $200 million in advisory, brokerage and retirement plan assets and joins LPL from StoneX....

LPLA's total brokerage and advisory assets hit $2.41T in January, rising 1.6% month over month and 32.9% year over year....

SAN DIEGO, Feb. 19, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Tom Madigan, CEPA®, has joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA) and custodial platforms, aligned with Thimble Island Private Wealth, an existing firm supported by LPL Strategic Wealth (SW). He reported serving approximately $300 million in advisory, brokerage and retirement assets* and joins LPL from UBS....

SAN DIEGO, Feb. 17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Jason Mochi of Shoreline Private Wealth Management has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $275 million in advisory, brokerage and retirement plan assets* and join LPL from Morgan Stanley....

SAN DIEGO, Feb. 12, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Curt Pederson and Britt Saylor of Sound Wealth have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $420 million in advisory, brokerage and retirement plan assets* and join LPL from Ameriprise....